(Download) Astonishing Legends NASD Arbitration Solution: Five Black Belt Principles to Protect and Grow Your Financial Services Practice
• Thomas J. Hine, John K. Brubaker •
| #2701206 in Books | 2007-06-15 | Original language:English | PDF # 1 | 9.30 x1.12 x6.40l,1.20 | File Name: 0470126329 | 336 pages
||1 of 1 people found the following review helpful.| NASD Arbitration Solution|By Kathryn Woodiwiss|NASD Arbitration Solution: Five Black Belt Principles to Protect and Grow Your Financial Services Practice. This book was very informative. It was very well written and I would recommend it to any finacial services employee.|0 of 0 people found the following review helpful.| Must have for Financial Pl|From the Inside Flap||The threat of an investor complaint hangs over the head of every Registered Representative every day in the business. Despite the fact that NASD arbitration can become a career-defining, or even career-ending event, many Registered Represe
The right brain guide to NASD compliance for Registered Representatives
This book tells the thrilling story of Thomas Hine's 22-month NASD arbitration, and how he applied timeless martial arts principles to build and protect his wealth advisory practice. The authors combine courtroom drama, vivid anecdotes, analogies, humor, and practical "how to" advice to create the definitive one-stop resource for Registered Representatives.
[PDF.ko98] Astonishing Legends NASD Arbitration Solution: Five Black Belt Principles to Protect and Grow Your Financial Services Practice Rating: 4.88 (469 Votes)
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